Tag Archives: Platform

The Virtual Connection with Shannon Spotswood

Finance, Investing, Technology, Wealth Management, WealthManagement.com, WealthTech, WealthTech Winners Circle, , , , , , , , ,

The past year and a half has taught us that virtual platforms need to be available for advisors to stay in contact with their clients. How can advisors leverage new technology to create the optimal client experience?

In this episode, David Armstrong is joined by Shannon Spotswood, president of RFG Advisory, a two-time finalists for the non-custodial RIA support platform at the Wealth Management Industry Awards. Shannon discusses how technology changed the way advisors interact with clients and the future of advisory platforms.

In this episode, you will learn:

  • Why RFG Advisory decided, six years ago, to tear the RIA support platform apart and rebuild from the ground up around the needs to the modern financial advisor.
  • What kind of advisor best fits with the RFG Advisory service model, and how advisors on the platform are growing three times faster than the national average.  
  • RFG’s virtual assistant program and other new initiatives for their advisors

Resources: WealthManagement.com | Shannon Spotswood | RFG Advisory

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Reps Supporting Reps with Peak Brokerage Services (Peak Reps) – With Guest Michael Lomas

Finance, Investing, Technology, Wealth Management, WealthManagement.com, , , , , , , , , , , , , , , , , , , ,

In this episode, David Armstrong, editor in chief at WealthManagement.com, speaks with Peak Brokerage Services’ owner and partner, Michael Lomas about everything from Medicare, Social Security and college planning. Mike reveals why his firm is a “one-stop financial shop” and why it resonates with the firm’s marketing, compliance, and “reps help reps” vision. 

In this conversation, you’ll learn:

  • Mike’s insight on Peak Reps’ as a “one-stop financial shop” that creates a virtually-connected atmosphere for advisors   
  • Peak Reps’ family-like approach to educate advisors to get out there and grow their practice  
  • How Mike’s firm uses workshops, online platforms, radio, social media, and virtual libraries to reach and train current advisors and prospects 
  • Mike’s take on the importance of shared knowledge and using Peak’s experts as a resource 
  • And more!

Tune in to find out how Peak Reps can help you develop all the knowledge you need to succeed in the industry! 

Resources: WealthManagement.com | Peak Brokerage Services | Michael Lomas

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Helping Advisors Make A Move to Independence with Goldman Sachs Private Bank Select – With Guest Gary Basso

Finance, Investing, Technology, Wealth Management, WealthManagement.com, , , , , , , , , , , , , , , , , , ,

In this episode, David Armstrong, editor in chief at WealthManagement.com speaks with Gary Basso, head of distribution and institutional sales at Goldman Sachs Private Bank. Gary discusses the firm’s tech and digital banking strategy for independent advisors and clients and how the company’s securities-based lines of credit allow borrowers to access cash without liquidating their investment portfolios.

In this conversation, you’ll learn:

  • How Goldman Sachs Private Bank Select approaches technology and digital banking for liquidity and line of credit purposes  
  • The firm’s tech commitment for high-speed loan processing 
  • How clients and independent advisors can benefit from GS Select as a tool for liquidity 
  • Gary Basso’s take on how Goldman Sachs’ platform impacts banks and advisors 
  • And more!

Tune in to discover the Goldman Sachs approach for clients and advisors and how they can seamlessly finalize a loan!  

Resources: WealthManagement.com | GS Select | Gary Basso

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Optimize The Growth and Profitability of your Business with LPL Financial – With Guest Rich Steinmeier

WealthManagement.com, , , , , , , , , , , , , , , , ,

In this episode, David Armstrong, editor in chief at WealthManagement.com, talks to LPL Financial’s Rich Steinmeier. Today, Rich discusses the firm’s tech strategy for business owners and independent advisors. While it allows business owners to reach their business goals, it allows advisors to secure their and their client’s financial path.  

LPL is a three-category finalist for 2020’s WealthManagement.com industry awards.

In this conversation, you’ll learn:

  • The firm’s CFO Solutions as a tool for advisors and business owners designed to cut expenses and maximize profit 
  • LPL Financial’s technological approach and its benefits for independent practices 
  • How these tools increase advisor flexibility 
  • Affiliation Models as independent LPL Financial employee models
  • And more!

Tune in to discover how these platforms can effectively help you outsource achieving efficient practice results! 

Resources:  WealthManagement.com | LPL Financial | Rich Steinmeier 

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Addressing Systematic Volatility with Hercules Investments – With Guest James McDonald

Finance, Investing, Technology, Wealth Management, WealthManagement.com, , , , , , , , , , , , , ,

In this episode, David Armstrong, editor in chief at WealthManagement.com, talks to Hercules Investments’ James McDonald. Today, James not only discusses all things volatility but also explains different risk-related techniques professionals can use to keep clients comfortable with their portfolios in the market.  Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager.

In this conversation, you’ll learn:

  • How Hercules Investments capitalizes on systematic volatility  
  • The company’s risk hedging technique designed to help financial advisors and clients  
  • How James McDonald’s firm helps financial advisors grow their prospects 
  • Hercules Investments’ ideal client as those who got aggressive growth goals  
  • And more!

Tune in to discover different ways that Hercules Investments can provide you with overlay strategies while giving you market volatility protection! 

Resources: WealthManagement.com | Hercules Investments | James McDonald

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Laserfiche’s Award-Winning Vault and Cloud System –– With Linda Ding & Justin Pava

Finance, Investing, Technology, Wealth Management, WealthManagement.com, WealthTech, , , , , , , , ,

Laserfiche provides intelligent content management and business process automation to boost productivity, scale your business, and deliver a digital-first customer experience.

In this episode, David Armstrong, editor-in-chief at Wealthmanagement.com, talks to Linda Ding and Justin Pava about Laserfiche’s award-winning vault and cloud platform and how it helps financial professionals with their document management.

In this episode, you’ll learn:

  • How Laserfiche’s vault and cloud system can better archive, automate, and organize your financial practice  
  • Why broker-dealer compliance is a breeze with the firm’s vault integration 
  • About the company’s AI automatic capture platform and its similarities to IPhone’s face-recognition feature 
  • About Laserfiche’s workflow bots and their ability to simplify manual tasks  
  • And more!

Tune in as Linda and Justin reveal how financial advisory firms and aspiring leaders can better integrate their vision towards an improved digital ecosystem!  

Resources:  WealthManagement.com | Laserfiche

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New 401(k) Fee-for-Service Advice Program with Cetera –– With Jon Anderson & Kaci Skidgel

Finance, Investing, Technology, Wealth Management, WealthManagement.com, , , , , , , , ,

The new Fee-for-Service Advice Program at Cetera Financial Group provides financial professionals with holistic tools to help and support clients with their retirement-related finances. 

In this episode, David Armstrong, editor in chief at Wealthmanagement.com, talks to Jon Anderson and Kaci Skidgel. Today’s guests discuss their award-winning platform while providing insight into their firm’s financial wellness programs and how they can help improve financial outcomes while reducing its stress implications.  

In this episode, you’ll learn:

  • How the 401(k) Fee-for-Service Advice Program enhances the client-advisor relationship
  • How financial professionals can set their service charges and receive online payments 
  • About the benefits of Cetera’s financial wellness programs 
  • The role of advisors when financial issues impact employee performance 
  • And more!

Tune in to learn about Cetera’s 401(k) Fee-for-Service Advice Program! 

Resources:  WealthManagement.com | Cetera Financial Group  | Your Summit | Kaci Skidgel

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Advanced Technology for Advisors with Practifi

Finance, Investing, Technology, Wealth Management, WealthManagement.com, WealthTech, , , , , , , , , , , , ,

With headquarters in Australia and a branch in Chicago, Practifi is a company that’s all about developing convenient technology for all busy financial advisors out there.

Listen in as David Armstrong, Editor and Chief at Wealthmanagement.com, and Practifi’s Co-Founder & Chief Commercial Officer, Adrian Johnstone, talk about his company’s technological customer relationship management (CRM) approach and the advanced platform-building experience.  

In this episode, you’ll learn:

  • How Practifi can help financial advisors achieve an integrated professional experience
  • Ways the firm’s technology better connects remote-located workforce 
  • The company’s automation and customization approach  
  • And more!

Tune in as Adrian discusses the financial services technological ecosystem in both the American and Australian markets! 

Resources:  WealthManagement.com | Practifi

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